I recently had the opportunity to travel to Chicago for my first SCCE Compliance and Ethics Institute (CEI), and attended a session  “Keeping Compliance Simple,” which was led by Ricardo Pellafone, CEO, The Broadcat (www.thebroadcat.com) and John Partridge of Gibson Dunn.  It was an engaging session, and it gave me an opportunity to reflect on their work in the context of some recent corporate engagements. What first caught my attention was when Ricardo started the session by

The following interview is with Ricardo Pellafone, Creative Director & Founder, The Broadcat, www.thebroadcat.com RTB:  Tell us a little about your background and current work. RP:  I’m an investigator-turned-compliance-startup-founder, with pretty much my entire career being spent in compliance. I started off as outside counsel about ten years ago, where I developed a niche in doing compliance investigations.  That ended up taking me to an in-house compliance job for a sover